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Compliance Specialist

Deephaven MortgageCharlotte, North Carolina, United StatesOnsite

Why Deephaven Mortgage?


Deephaven Mortgage has been a pioneer and leader in non-QM since our origin in 2012. Our longevity and strength in the non-QM space has allowed a significant number of borrowers to achieve homeownership who otherwise would not have under traditional requirements. Deephaven champions mortgage borrowers whose independence, entrepreneurial drive and determination are often the very reason they cannot qualify for a traditional loan.We continuously and responsibly innovate new mortgage products and programs that put homeownership within reach of millions of borrowers and investors that need and deserve financing through lending ingenuity that is supported by common-sense underwriting. Deephaven is comprised of two lending platforms.

Our wholesale channel offers loans through a network of over 1,000 independent mortgage brokers. Our correspondent channel buys loans from over 200 correspondent partners.Deephaven’s headquarters are in Charlotte, North Carolina. To learn more about our innovative loan solutions please visitwww.deephavenmortgage.comor email us at

info@deephavenmortgage.com. 


Job Overview


The Mortgage Compliance Specialist will be responsible for monitoring, assessing, and enforcing compliance with mortgage laws and regulations, managing audits, and ensuring that all processes meet legal and industry standards. They will ensure that our mortgage operations adhere to all applicable federal, state, and local regulations. This role plays a crucial part in minimizing legal risks and maintaining the integrity of the organization’s mortgage operations.

What You’ll Do


  • Implement, monitor and update compliance with applicable laws, regulations, and investor guidelines into the business units, federal and state statutes and regulations
  • Work directly with the line of business to provide front line compliance support of origination activities
  • Assist in management of responses to external requests from examiners, regulators and third parties
  • Assist in development and/or revision of appropriate policies and procedures to comply with changes in regulatory and investor requirements; work with appropriate departments in integrating the requirements into the business process
  • Assist with compliance and regulatory departmental training within the company
  • Research state and federal statutes, rules, and regulations related to mortgage lending

What We Need


  • Bachelor’s Degree required
  • 2-4 years of analytics and/research experience
  • 2-4 years demonstrated history of providing compliance advice and direction a plus
  • Residential mortgage origination or operations experience a plus
  • Project management experience a plus
  • Proficiency in using Microsoft Office products
  • Experience performing research related to state and federal regulatory requirements
  • Must be an articulate, effective communicator able to prepare and deliver project specific reports
  • Flexibility and willingness to work under pressure with changing priorities to meet the demands of the business
  • Self-sufficiency in approach to work

Compensation


The base pay range for this position is up to $85,000 based on experience.

Our Perks


Time to Recharge – Unlimited Responsible Time Off (RTO)Future Finance Focused – Generous employer-matched 401(k) planCommunity Connect– Philanthropy Committee that creates charitable initiativesHealth from Day One – Comprehensive health insurance starting on day one of employmentFamily Matters – Competitive maternity and paternity leaveCulture & Celebrations – Culture Committee with team-building events and celebrationsIdeas Welcome – Encouraging thought leadership and innovationGuidance & Growth – Mentorship opportunities for career developmentPerk Up – Exclusive discounts on travel, tech, pets, legal, and more


Privacy Policy

Life at Deephaven Mortgage

Deephaven Mortgage purchases and originates non-agency residential mortgage loans in partnership with mortgage originators. Our mission is to provide private-capital market liquidity for responsible, new, alternative residential mortgage products made to borrowers who are unable to obtain a traditional government-financed mortgage.   We partner with originators who share our vision for rebuilding the non-government mortgage market: making common sense driven underwriting decisions centered around a borrower's ability-to-repay. Deephaven Mortgage® LLC. All rights reserved. This material is intended solely for the use of licensed mortgage professionals. Distribution to consumers is strictly prohibited. Program and rates are subject to change without notice. Not available in all states. Terms subject to qualification. NMLS #958425 Disclosures & Licenses: https://deephavenmortgage.com/wp-content/uploads/2017/10/Disclosures-and-Licenses-002.pdf NMLS Consumer Access: http://nmlsconsumeraccess.org/
Thrive Here & What We Value1. Collaborative environment2. Positive company image3. Embracing change and innovation4. Promoting company values while providing optimal customer service5. Responsible Time Off6. Championing independent borrowers who are unable to qualify for traditional loans7. Ingenuity and commonsense underwriting to continuously innovate new mortgage products and programs8. Network of 1,000+ independent mortgage brokers and buying loans from more than 200+ correspondent partners9. Headquartered in Charlotte, North Carolina and owned by Pretium, a highly specialized investment manager focused on real estate, mortgage finance, and corporate debt
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